Compliance Audit Services
Safeguard your firm and meet strict MAS regulatory requirements with our comprehensive internal audits and gap analysis.
Independent internal compliance audits, risk evaluations, and regulatory gap assessments managed by Alder.
Objective Oversight vs. Daily Operations
Alder Singapore provides the necessary structural detachment through independent compliance audits. We evaluate internal controls directly against current MAS expectations and regulatory benchmarks, delivering clear, unbiased framework verification to corporate leadership.
Who Requires Independent Compliance Auditing?
We deliver targeted compliance evaluations for licensed and registered entities in Singapore navigating complex regulatory conditions, including:
Fund Management Companies
Independent reviews for licensed and registered fund managers (LFMCs / RFMCs) to assess internal controls.
Payment Service Providers
Annual internal audit reviews for Major Payment Institutions (MPIs) and Standard Payment Institutions (SPIs).
Corporate Investors & VCs
Pre-investment and portfolio compliance stress-testing to safeguard deployed institutional asset capital.
Licensed Financial Intermediaries
Comprehensive evaluations across corporate structures subject to strict statutory operational guidelines.
Targeted Compliance Audit & Gap Analysis Solutions
Investor Compliance Audits
Alder provides tailored compliance evaluations for institutional investors seeking to verify the compliance programs of their target or existing portfolio investments against recognized international standards.
Annual Internal Audits
We execute objective annual internal audits configured to satisfy local statutory framework mandates and assess the practical efficiency of internal controls.
M&A Due Diligence
We support corporate entities during transactional phases by conducting thorough evaluations of a target company's regulatory compliance structures, corporate policies, and historical risk processes.
Alder's Structured Audit Methodology
We apply a systematic, evidence-based approach to identify structural control deficiencies and deliver transparent parameters for management actions.
Scope Definition
We clarify specific audit criteria based on your exact business activities, licensing scope, and corresponding oversight expectations.
Control Testing
Our regulatory specialists analyze active operational data workflows to test how effectively internal controls are performing in practice.
Gap Reporting
We issue a formal evaluation detailing technical findings, structural gaps, and prioritized action parameters for remediation.
Complementary Corporate Governance & Regulatory Services
Following an independent audit or framework gap assessment, Alder can deliver ongoing execution and structural support across your core compliance pillars.
