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Handling All Your Regulatory & Compliance Obligations

Alder provides outsourced compliance support for MAS-licensed and licence-exempt entities in Singapore. Our services cover licence applications, outsourced compliance officer support, and AML/KYC framework and onboarding support for firms that need practical regulatory guidance without building a full in-house compliance function.

Who This Compliance Support Is For

  • MAS-licensed entities
  • Fund manager looking to apply MAS licence
  • Licence-exempt entities with compliance obligations

  • Fund managers and related regulated businesses

  • Firms that need outsourced compliance support

  • Businesses building or strengthening their compliance framework

Choose the Right Compliance Support for Your Needs

Assisting with Applications

 

Licence Applications

 

  • MAS License (CMS)
  • MinLaw PSPM Regulated Dealer Registrations
  • Singapore Customs
Round table discussion on business matters

Outsourced Compliance Officer

  • Draft and Review Compliance Policies
  • Ongoing Compliance Support
  • Assist with MAS surveys, FATCA/CRS filings

AML & KYC Support

  • AML & CFT Policy & Procedures
  • Customer Screening against sanctions list, PEP, and adverse media databases
  • Certification of Documents (CTC)
  • Review of Onboarding Forms & Checklists

Why Engage Alder

compliance advisory / professional discussion / documentsregulatory checklist / governance / business support
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1Practical support without the cost of building a full in-house compliance team
2Support from licensing to post-licensing compliance needs
3Integrated coverage across compliance oversight and AML/KYC controls
4Adaptability based on business model, licensing status & operational needs
5Scalable support for firms at different stages of growth

How Our Compliance Support Works

Understand your needs 30
Identify the support scope required 50
Prepare or strengthen the necessary framework and documentation 70
Provide ongoing support, review, and follow-up as needed 100

What We Do Best

Communication with Regulatory Authorities

Let Us Handle the Tedious Parts

We liaise constantly with regulatory authorities such as MAS and banks, for many of our clients’ requirements:

  • New license inquiry and registration
  • Drafting, reviewing and submission of regulatory correspondence and filings
  • Monitoring of compliance calendar
  • Assisting with MAS inspections, audits and visits

We Make Compliance Simple

Get Your Personalized Support